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Securities regulation in the United States
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#	Item
641	SEC Complaint: Richard Verdiramo, Vincent L. Verdiramo, Edward Meyer, Jr., and Victoria Chen, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-03-10 17:17:51 United States Securities and Exchange Commission Investment Finance Stock market Equity securities Securities regulation in the United States Securities Act Stock Securities and Exchange Commission Financial economics United States securities law 73rd United States Congress
642	OECD Steering Group on Corporate Governance Paper: THE ROLE OF STOCK EXCHANGES IN CORPORATE GOVERNANCE Add to Reading List Source URL: www.oecd.org Language: English - Date: 2014-07-21 03:32:29 NYSE Euronext Self-regulatory organizations Financial regulation United States securities law Stock exchange Corporate governance Securities regulation in the United States London Stock Exchange Australian Securities Exchange Business Financial economics Stock market
643	II 112TH CONGRESS 1ST SESSION S. 1791 Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2014-05-08 17:10:25 Financial regulation Financial economics Finance New Deal Securities Act Securities Exchange Act Crowd funding Securities regulation in the United States Security United States Securities and Exchange Commission United States securities law 73rd United States Congress
644	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 4, 2015 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-04 17:44:45 Accountancy Public Company Accounting Oversight Board U.S. Securities and Exchange Commission Securities Act Securities Exchange Act Securities regulation in the United States SEC Rule 10b-5 Sarbanes–Oxley Act United States securities law Financial regulation Business
645	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 2, 2015 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-02 16:48:17 Financial regulation Financial system Business Financial Industry Regulatory Authority OTC Bulletin Board U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Self-regulatory organization United States securities law 73rd United States Congress United States Securities and Exchange Commission
646	#..SEC-6 System name: Periodic Reports Filed under the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940 and Investment Advisers Act o Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:06:04 United States Securities and Exchange Commission 76th United States Congress Government Financial economics Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Securities Act Securities and Exchange Commission United States securities law Financial regulation 73rd United States Congress
647	#..SEC-31 System name: Office of General Counsel (Adjudication) Working Files-SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Categories of individuals covered by the system: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:58:00 Law Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Freedom of Information Act Securities Fraud Deterrence and Investor Restitution Act Regulation S-K United States securities law Financial regulation Government
648	Press Release Igloo Holdings Corporation Announces Closing of the Offering of 8.25%/9.00% Senior PIK Toggle Notes Due 2017 Tuesday, December 18, 2012 Dateline: BEDFORD, Mass Add to Reading List Source URL: www.interactivedata-prd.com Language: English - Date: 2015-01-09 17:30:09 Business Finance Financial regulation 73rd United States Congress Form 10-K Forward-looking statement U.S. Securities and Exchange Commission Securities regulation in the United States Securities Act SEC filings United States securities law United States Securities and Exchange Commission
649	SEC-55 SYSTEM NAME: Information Pertaining or Relevant to SEC Regulated Entities and Their Activities. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Records also are maintai Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-05 12:52:01 Financial economics Self-regulatory organizations Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities and Exchange Commission Municipal Securities Rulemaking Board Securities regulation in the United States Security United States securities law Financial regulation Government
650	SEC-36 SYSTEM NAME: Administrative Proceeding Files. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-05 12:48:51 Financial system Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities and Exchange Commission Securities regulation in the United States Municipal Securities Rulemaking Board Self-regulatory organization Security United States securities law Government Financial regulation

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